Episodios

  • A Celebration of Kyle Brossard's Journey: From Sports Journalism to Compliance Week Editor

    A Celebration of Kyle Brossard's Journey: From Sports Journalism to Compliance Week Editor
    Jun 7 2024
    In this special episode of ‘From the Editor’s Desk,’ host Tom Fox interviews Kyle Brasseur, who recently announced his retirement from Compliance Week, where he served as Editor-in-Chief. Kyle shares his journey from working in sports journalism to his pivot into the compliance field. He discusses his professional growth, the challenges and opportunities he faced, and the important stories covered during his tenure. The episode also explores the critical role of journalism in the compliance sector and delves into some of Kyle’s most memorable moments, including his first published story and the development of the ‘Inside the Mind of the CCO’ survey. To round off, the discussion shifts to sports, particularly the performance and expectations of the Boston Celtics. Kyle reflects on his experiences and shares his thoughts on the future, expressing gratitude towards the compliance community for their unparalleled support. Highlights Include: Kyle’s Journey to Compliance Week Transition from Sports Journalism to Compliance Growth and Opportunities at Compliance Week Importance of Compliance Journalism Differences Between Sports and Compliance Journalism Becoming Editor-in-Chief Significant Stories and Editorial Changes Inside the Mind of the CCO Survey Final Thoughts and Farewell Resources: Kyle Brasseur on LinkedIn Compliance Week
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    31 m
  • Episode 28 - May and June, 2024 in Compliance Week

    Episode 28 - May and June, 2024 in Compliance Week
    May 24 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers. They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences. The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective. Highlights Include: Recapping Compliance Week 2024 Highlights The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies Deep Dive into Compliance and AI at Compliance Week 2024 Exploring Recent Compliance Week Articles Previewing Upcoming Articles and Compliance Events Sports Segment: NBA and NHL Playoffs Insights The Roast of Tom Brady: A Compliance Perspective Resources: Kyle Brasseur on LinkedIn Compliance Week
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    41 m
  • Episode 27: March and April, 2024 in Compliance Week

    Episode 27: March and April, 2024 in Compliance Week
    Mar 22 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports, and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. Compliance Week 2024, a major event in the world of regulatory compliance is generating a significant buzz, especially among compliance professionals. This event promises to cover a wide array of relevant topics, from the role of women in compliance and AI to insights into fraud detection and career development. Tom is particularly interested in the breadth of topics that Compliance Week will cover and the opportunity for professionals to learn from past compliance failures and incorporate these lessons into their programs. Similarly, Kyle shares an eagerness for the discussions that the conference will spark, specifically touching on current hot-button issues like court rulings, SEC climate rules, and DOJ speeches. The variety of subjects the event will cover, reflecting the diversity of Brasseur’s experiences and interests within the compliance sphere, fuels his anticipation. Highlights Include: Constitutionality Concerns of Treasury’s Ownership Requirements Empowering Compliance Officers in AI Risk Mitigation Empowering Compliance Professionals through Future Trends Enhancing Compliance Skills Beyond Basic Knowledge Baseball Innovations Attracting Increased Fan Engagement March Madness Compliance Week 2024 Resources: Kyle Brasseur on LinkedIn Compliance Week I hope you can join me at Compliance Week 2024. For information on the event, click here. Compliance Week is offering a $200 discount on the registration price as an extra benefit to podcast listeners. Enter the discount code TFOX2024: $200 off.
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    25 m
  • Episode 26 - January and February, 2024 in Compliance Week

    Episode 26 - January and February, 2024 in Compliance Week
    Feb 2 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. In this episode, they look at the Department of Justice’s role in shaping corporate compliance practices through its enforcement actions, setting the tone for companies to voluntarily self-disclose and cooperate. Tom believes that the DOJ is making a concerted effort to highlight what companies are doing right in enforcement actions, particularly in relation to remedial efforts and cooperation. He sees the DOJ's settlement documents as a clear communication of what they expect from companies going forward. Kyle emphasizes the importance of focusing on the positive aspects of enforcement actions and learning from what companies are doing right to prevent similar situations in the future. He mentions the use of data analytics and the retention of off-channel communications as examples of new expectations from the DOJ. Join Tom Fox and Kyle Brasseur on this episode of From the Editor's Desk as they delve deeper into the topic of DOJ enforcement actions and corporate compliance practices. Highlights Include: SAP Enforcement Action CNIL and Amazon's Excessive Employee Surveillance Violation Exploring Best Practices in Know Your Customer and Anti-Money Laundering Compliance Highlighting Compliance Success in Financial Services Insights from DOJ Enforcement Actions Roundtable Bill Belichick NFL Playoffs
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    23 m
  • Episode 25 - November and December, 2023 in Compliance Week

    Episode 25 - November and December, 2023 in Compliance Week
    Dec 8 2023
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.  Tom Fox and Kyle Brasseur are back. In this edition, Brasseur believes that organizations need to prioritize data analytics and data-driven compliance to meet the expectations of regulatory bodies like the Department of Justice (DOJ). He emphasizes the importance of implementing data analytics components in compliance programs and the role of the chief compliance officer in setting the tone for the compliance department. Brasseur's perspective underscores the evolving nature of compliance practices and the need for organizations to adapt to regulatory changes. Join Tom Fox and Kyle Brasseur on this episode of the From the Editor's Desk podcast to delve deeper into these insights. Highlights Include: FCPA Settlements: Insurance Brokers Lifecore Biometrics Declination Bianace OpenAI, Sam Altman and Corporate Governance Inside the Mind of the CCO NFL corporate culture and firing of Frank Reich NBA In-Season Tournament 2023 NCAA Game of the Century-UM Beats OSU Resources: Kyle Brasseur on LinkedIn Compliance Week
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    33 m
  • September and October, 2023 in Compliance Week

    September and October, 2023 in Compliance Week
    Oct 6 2023
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. In this edition, they discuss the importance of robust compliance programs and proactive disclosures that must be balanced in today’s complex regulatory landscape. Tom underscores the significance of effective compliance measures and the innovative use of data analytics in enhancing compliance programs. He advocates for companies to prioritize these aspects to mitigate risks and improve their overall compliance posture. On the other hand, Brasseur emphasizes the need for companies to take proactive measures and implement effective compliance programs, citing a case where a bank’s failure to heed warnings resulted in a hefty financial penalty. He stresses that companies cannot afford to wait for regulatory action or assume that things will change in their favor. Join Tom Fox and Kyle Brasseur on this episode of the From the Editor’s Desk podcast as they delve deeper into this critical topic. Highlights Include: FCPA Settlement: Innovative Data Analytics Compliance Deutsche Bank Affiliate’s Climate Disclosure Settlement Shinhan Bank’s Lack of Compliance Program Anti-Money Laundering Landscape in Europe AI’s Impact on Compliance Landscape Compliance Insights: Unveiling the CCO’s Perspective NFL season to date MLB playoffs are here Dame Lillard trade and it’s fallout  Resources: Kyle Brasseur on LinkedIn Compliance Week
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    33 m
  • June and July, 2023 in Compliance Week

    June and July, 2023 in Compliance Week
    Jun 30 2023
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk some sports, and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. In this edition, they discuss the recently concluded Compliance Week 2023, with Artificial Intelligence and off-channel communications being two of the top compliance issues. The CW ESG Virtual Conference is becoming an annual event and is set for September. Finally, they consider whether Congress will take action on data privacy due to the patchwork of state laws. In their Sports section, they consider if the Warriors' move was a gamble, and if Chris Paul can adjust to his new role, he could help the Warriors get back to the top. Denver is also a challenge in the Western Conference, having won the series against the Miami Heat in five games, three of which were won by double digits.  Highlights Include ·      Women of Compliance ·      Compliance Week 2023 Wrap Up ·      Compliance Week Conference in Atlanta ·      Chris Paul Trade ·      Marcus Smart Trade ·      NBA Finals Analysis Resources Kyle Brasseur on LinkedIn Compliance Week
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    29 m
  • April and May, 2023 in Compliance Week

    April and May, 2023 in Compliance Week
    Apr 28 2023
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems. Highlights Include: ·      The cadence of compliance stories ·      ChatGPT and AI in compliance ·      Reporting and Editing compliance stories ·      Case studies in Compliance Week ·      The surprises of the NBA playoffs in 2023 ·      Pitch clock in baseball ·      The Boston Bruins’ quest for all-time greatness Kyle relates some of the upcoming Compliance Week 2023 Conference highlights from May 15-17 in Washington, DC. Listeners of this podcast will receive a discount of $200 by using code TF200 on the link below. Resources Compliance Week 2023 information and registration here Kyle Brasseur on LinkedIn Compliance Week
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    25 m