• Industry Update: T+1 and CAT CAIS Reporting

  • Jul 11 2024
  • Duración: 12 m
  • Podcast

Industry Update: T+1 and CAT CAIS Reporting

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  • Resumen

  • May 2024 saw the implementation of two major industry projects: T+1 and go-live compliance for CAT/CAIS reporting. Experts Jeff Gearhart and Ralph Magee provide the latest updates on T+1 from industry meetings and key participants, including

    • Affirmation and fail rates,
    • margin balances,
    • securities lending
    • and his outlook for the future around T+1
    Our experts also discuss what industry members and clients are seeing post implementation, what they can expect to see in the future, insights into issues that firms are currently struggling with, as well as the need for industry members to consider the data they are providing FINRA and ensure they are prepared for inquiries and sweeps.


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