• Modernizing FINRA Rule 4210: Impacts to Market Makers and the Role of Automation

  • May 28 2024
  • Duración: 24 m
  • Podcast

Modernizing FINRA Rule 4210: Impacts to Market Makers and the Role of Automation  Por  arte de portada

Modernizing FINRA Rule 4210: Impacts to Market Makers and the Role of Automation

  • Resumen

  • After nearly a decade of delays, FINRA is finally enacting amendments to Rule 4210. The new Covered Agency Transaction requirements became effective May 22nd, 2024. Oyster’s Jeff Gearhart, Jose Fernandez and Stephen Mellert, co-founder of Matrix Application’s margin calculator, share their insights into what the new rule means for market makers, the capital implications, and the importance of automation.


    Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

    Does your firm need help now? Contact us today!

    Más Menos
activate_primeday_promo_in_buybox_DT

Lo que los oyentes dicen sobre Modernizing FINRA Rule 4210: Impacts to Market Makers and the Role of Automation

Calificaciones medias de los clientes

Reseñas - Selecciona las pestañas a continuación para cambiar el origen de las reseñas.