Great Women in Compliance By cover art

Great Women in Compliance

By: Lisa Fine and Hemma Lomax
Listen for free

  • Summary

  • For a long time, compliance was perceived as a part of the larger legal world. Today, compliance is its own profession—a place where people work tirelessly to make the world a better place, one where doing the right thing is the standard for everyone. There are a lot of amazing and inspirational women who have helped the compliance field develop into what it is today, and women are joining this field every day. They are leading the work on cutting-edge issues and breaking barriers for women. Join Hemma Lomax and Lisa Fine as they talk with women in compliance who are making a difference. This podcast is part of the Compliance Podcast Network.
    Show more Show less
Episodes
  • Nick Gallo on Being an Ally

    Nick Gallo on Being an Ally
    Apr 24 2024
    Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a great friend of GWIC, Nick Gallo, co-CEO at Ethico. Welcome to the Great Women in Compliance Podcast. In this episode, Lisa visits with a Great Gentlemen in Compliance, Nick Gallo, co-CEO at Ethico. Nick started his career in private equity, and when he and his brother Gio wanted to grow a business together, they both saw the opportunity to build something that would benefit the compliance space. Nick’s view about being an ally was shaped when he was young and saw his mother’s challenges as a woman in male-dominated industries and continues through today where he is an advocate for supporting women and diversity, particularly in Ethics and Compliance. Nick and Lisa discuss the importance of being proactive as an ally, and to constantly try to improve our workplaces, whether that is speaking up against injustice or supporting those who may not be heard. They also speak about how unique and special this profession, and this community are, and the importance of building the next generation of compliance leaders and the women in the profession. Key Highlights · Advocacy for Equality and Workplace Support · Active Allyship for Positive Social Change · A Mentorship's Role in Professional Development Journeys · Fostering Inclusivity for Diverse Women in Compliance · Fostering Transparency and Fairness in Hiring Resources Join the Great Women in Compliance community on LinkedIn here.
    Show more Show less
    29 mins
  • Amy Mertz Brown on Financial and Regulatory Compliance

    Amy Mertz Brown on Financial and Regulatory Compliance
    Apr 16 2024
    Welcome to the Great Women in Compliance Podcast! In this episode, Lisa visits with Amy Mertz Brown, the SVP Chief Compliance and Privacy Officer at BECU. Amy started her career in the US government, where she was one of the first leaders at the Consumer Financial Protection Bureau and was formerly the Chief Compliance Officer at the US Securities and Exchange Commission. She discusses the similarities and differences between her government and in-house regulatory experiences, and the importance of specific training and detailed work instructions in highly regulated industries. Amy also shares how she has built her career, and what she views as important in deciding on taking on a new role. Amy and Lisa also talk about Reshma Saujani’s views about imposter syndrome, rather than looking at the reasons someone feels like an imposter and questioning the concept and how it impacts women. Key Highlights: Regulatory Compliance in the Government and in the Private Sector Regulatory Compliance Through Monitoring and Training Navigating Evolving Financial Regulations Questioning the Imposter Syndrome Join the Great Women in Compliance community on LinkedIn here.
    Show more Show less
    23 mins
  • Compliance Week 2024 Wrap Up

    Compliance Week 2024 Wrap Up
    Apr 10 2024
    Welcome to the Great Women in Compliance Podcast. We are back and excited for the next set of podcasts. We kick off with a discussion between #teamgwic – Hemma Lomax, Ellen Hunt, Sarah Hadden and Lisa Fine to talk about the recent Compliance Week 2024 conference and the upcoming podcast episodes. Compliance Week started with the Women in Compliance brunch, where Ellen spoke and Lisa moderated. The focus of the brunch was on Board Service, and started a week of knowledge sharing, best practices, lessons learned, and building community in our profession It was a great week in D.C. with phenomenal speakers and information sharing. Most of all there was a positive energy from being surrounded by so many smart, dedicated, and hard working compliance professionals who are creating ethical cultures where people can speak up and be heard. Other key highlights included: Key Highlights It was a great week in D.C. with phenomenal speakers and information sharing. Most of all there was a positive energy from being surrounded by so many smart, dedicated, and hard working compliance professionals who are creating ethical cultures where people can speak up and be heard. Other key highlights included: · Empowering Women and Compliance Professionals for Board Positions · Ethical Empowerment for Compliance Culture Transformation · Empowering Ethical Decision-Making in Compliance Programs · Collaborative Experience: Compliance Professionals Uniting to Support Each Other The #GWIC podcasts thanks #ComplianceWeek, all of the speakers, attendees, and all of the #Ethics and #Compliance Community for making this profession such a fulfilling career. Resources Join the Great Women in Compliance community on LinkedIn here.
    Show more Show less
    20 mins
Economics
Show more Show less

What listeners say about Great Women in Compliance

Average customer ratings

Reviews - Please select the tabs below to change the source of reviews.

Audible.com reviews

Amazon reviews
No Reviews are Available