Episodes

  • Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024
    Jul 17 2024

    Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, helping you to not only understand the material but to master it. What We'll Cover: Series 7 Exam Prep: Strategies for success in General Securities Representative Examination. Series 63 Exam Insights: Tips for navigating the Uniform Securities Agent State Law Examination. Series 65 Exam Breakdown: Expert advice for the Uniform Investment Adviser Law Exam. Series 66 Exam Guidance: Combining the Series 63 and 65 exams into a comprehensive overview. When finance laws make you frown,

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    1 hr and 10 mins
  • Are you an Accredited Investor?
    Jun 30 2024

    Are you preparing for the Series 7 exam or interested in becoming an accredited investor? This video breaks down everything you need to know about accredited investors, including the qualifications, benefits, and why it's crucial for your investment journey. Perfect for Series 7 exam takers and anyone looking to expand their financial knowledge.

    Keywords: Accredited Investor, Series 7 Exam, Investment Qualifications, Financial Education, SEC Guidelines, Investment Opportunities, Wealth Management, Accredited Investor Benefits, Series 7 Prep

    Topics Covered:

    • Definition of an accredited investor
    • Income and net worth requirements
    • Benefits of being an accredited investor
    • Investment opportunities exclusive to accredited investors
    • Tips for Series 7 exam preparation

    Don't forget to like, comment, and subscribe for more Series 7 exam tips and investment insights!

    #AccreditedInvestor #Series7Exam #InvestmentEducation #FinancialKnowledge #WealthManagement

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    7 mins
  • SIE and ALL FINRA Exam LIVE Q&A June 25th, 2024
    Jun 27 2024

    Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, helping you to not only understand the material but to master it. What We'll Cover: Series 7 Exam Prep: Strategies for success in General Securities Representative Examination. Series 63 Exam Insights: Tips for navigating the Uniform Securities Agent State Law Examination. Series 65 Exam Breakdown: Expert advice for the Uniform Investment Adviser Law Exam. Series 66 Exam Guidance: Combining the Series 63 and 65 exams into a comprehensive overview. When finance laws make you frown,

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    1 hr and 11 mins
  • LIVE Q&A SIE EXAM and ALL FINRA and NASAA Exams June 18th 2024
    1 hr and 9 mins
  • Series 65/66 Investment Advisory Clients
    1 hr and 32 mins
  • Live Q&A for SIE Exam and ALL FINRA and NASAA Exams June 13,2024
    1 hr and 5 mins
  • SIE and Series 7 LIVE Q&A June 11 2024 with 20 minutes of "How to study"
    1 hr and 17 mins
  • Arbitrage is not a dirty word
    Jun 12 2024

    Kenneth explained the concept of arbitrage, which involves taking advantage of price discrepancies by buying one item and selling another simultaneously to secure a profit. He clarified that this process is legal and distinct from arbitration, which is used for resolving disputes. Kenneth also shared his experiences working on the Stock Exchange in the 90s, where trades were conducted manually and price discrepancies could be exploited.

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    24 mins