• From the Editor's Desk

  • By: Tom Fox
  • Podcast
From the Editor's Desk By cover art

From the Editor's Desk

By: Tom Fox
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  • Summary

  • Tom Fox is the Voice of Compliance. Dave Lefort is the Editor-in-Chief at Compliance Week, one of the premier compliance focused publications and websites around. Tom and Dave are both sports mavens and love to compare notes on their hometown teams. In this bi-monthly podcast, Tom and Dave visit about some of the top stories that have or will appear in Compliance Week each month, a special appearance by a columnist, reporter or author and check in on the sports topic de jour.
    2021
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Episodes
  • Episode 28 - May and June, 2024 in Compliance Week

    Episode 28 - May and June, 2024 in Compliance Week
    May 24 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers. They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences. The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective. Highlights Include: Recapping Compliance Week 2024 Highlights The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies Deep Dive into Compliance and AI at Compliance Week 2024 Exploring Recent Compliance Week Articles Previewing Upcoming Articles and Compliance Events Sports Segment: NBA and NHL Playoffs Insights The Roast of Tom Brady: A Compliance Perspective Resources: Kyle Brasseur on LinkedIn Compliance Week
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    41 mins
  • Episode 27: March and April, 2024 in Compliance Week

    Episode 27: March and April, 2024 in Compliance Week
    Mar 22 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports, and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. Compliance Week 2024, a major event in the world of regulatory compliance is generating a significant buzz, especially among compliance professionals. This event promises to cover a wide array of relevant topics, from the role of women in compliance and AI to insights into fraud detection and career development. Tom is particularly interested in the breadth of topics that Compliance Week will cover and the opportunity for professionals to learn from past compliance failures and incorporate these lessons into their programs. Similarly, Kyle shares an eagerness for the discussions that the conference will spark, specifically touching on current hot-button issues like court rulings, SEC climate rules, and DOJ speeches. The variety of subjects the event will cover, reflecting the diversity of Brasseur’s experiences and interests within the compliance sphere, fuels his anticipation. Highlights Include: Constitutionality Concerns of Treasury’s Ownership Requirements Empowering Compliance Officers in AI Risk Mitigation Empowering Compliance Professionals through Future Trends Enhancing Compliance Skills Beyond Basic Knowledge Baseball Innovations Attracting Increased Fan Engagement March Madness Compliance Week 2024 Resources: Kyle Brasseur on LinkedIn Compliance Week I hope you can join me at Compliance Week 2024. For information on the event, click here. Compliance Week is offering a $200 discount on the registration price as an extra benefit to podcast listeners. Enter the discount code TFOX2024: $200 off.
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    25 mins
  • Episode 26 - January and February, 2024 in Compliance Week

    Episode 26 - January and February, 2024 in Compliance Week
    Feb 2 2024
    Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems. Tom Fox and Kyle Brasseur are back. In this episode, they look at the Department of Justice’s role in shaping corporate compliance practices through its enforcement actions, setting the tone for companies to voluntarily self-disclose and cooperate. Tom believes that the DOJ is making a concerted effort to highlight what companies are doing right in enforcement actions, particularly in relation to remedial efforts and cooperation. He sees the DOJ's settlement documents as a clear communication of what they expect from companies going forward. Kyle emphasizes the importance of focusing on the positive aspects of enforcement actions and learning from what companies are doing right to prevent similar situations in the future. He mentions the use of data analytics and the retention of off-channel communications as examples of new expectations from the DOJ. Join Tom Fox and Kyle Brasseur on this episode of From the Editor's Desk as they delve deeper into the topic of DOJ enforcement actions and corporate compliance practices. Highlights Include: SAP Enforcement Action CNIL and Amazon's Excessive Employee Surveillance Violation Exploring Best Practices in Know Your Customer and Anti-Money Laundering Compliance Highlighting Compliance Success in Financial Services Insights from DOJ Enforcement Actions Roundtable Bill Belichick NFL Playoffs
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    23 mins
Management Economics Politics & Government
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