• Representing Vulnerable Investors

  • Nov 29 2021
  • Length: 16 mins
  • Podcast
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Representing Vulnerable Investors

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  • Summary

  • Elderly investors or those with a mental or physical disability may be unable to make sound financial decisions on their own and are more vulnerable to exploitation. Host Haile Arrindell talks to Kelly Brennan about the new laws and regulations that empower financial institutions to act when they suspect financial exploitation of elderly or otherwise impaired investors. They discuss what this new legal framework looks like and what they require from financial professionals.
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