• Oyster Stew - A Broth of Financial Services Commentary and Insights

  • De: Oyster Consulting
  • Podcast

Oyster Stew - A Broth of Financial Services Commentary and Insights Por arte de portada

Oyster Stew - A Broth of Financial Services Commentary and Insights

De: Oyster Consulting
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  • Resumen

  • We try to take a look at industry news and give you the highlights for Compliance, Operations and Strategy Departments and Associates.
    © 2023 Oyster Stew - A Broth of Financial Services Commentary and Insights
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Episodios
  • Starting Your RIA - What You Need To Know Before You Go

    Starting Your RIA - What You Need To Know Before You Go
    Jul 24 2024

    When starting a Registered Investment Advisor there are fundamental aspects you must understand before taking this step. Oyster's experts Brent Nicks, Nolan Hughes and Dan Garrett provide an overview into things you need to think through and put in place to build a solid foundation for your firm’s success:

    • Establishing Key Positions
    • Navigating Partnerships
    • Risk Management and Compliance
    • Operations Must-Haves
    • Choosing a Custodian
    • Strategic Growth Planning


    Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

    Does your firm need help now? Contact us today!
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    29 m
  • Industry Update: T+1 and CAT CAIS Reporting

    Industry Update: T+1 and CAT CAIS Reporting
    Jul 11 2024
    May 2024 saw the implementation of two major industry projects: T+1 and go-live compliance for CAT/CAIS reporting. Experts Jeff Gearhart and Ralph Magee provide the latest updates on T+1 from industry meetings and key participants, including

    • Affirmation and fail rates,
    • margin balances,
    • securities lending
    • and his outlook for the future around T+1
    Our experts also discuss what industry members and clients are seeing post implementation, what they can expect to see in the future, insights into issues that firms are currently struggling with, as well as the need for industry members to consider the data they are providing FINRA and ensure they are prepared for inquiries and sweeps.


    Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

    Does your firm need help now? Contact us today!
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    12 m
  • Pros and Cons of Platform Ownership for Investment Advisors and Broker Dealers

    Pros and Cons of Platform Ownership for Investment Advisors and Broker Dealers
    Jun 27 2024

    If you are a start-up or an established wealth management firm, determining whether you want to manage your own operating platform or outsource it is an important strategic decision. There are many factors to consider, from cost and available resources to integration and client experience.

    In today’s podcast Oyster experts Dan Garrett and Jay Donlin share their expertise on what goes into establishing and managing your own platform, common pitfalls and using out-of-the-box vendors vs customized builds.


    Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

    Does your firm need help now? Contact us today!
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    26 m
Empresas y Profesiones Economía Finanzas Personales Política y Gobierno
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